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CENTRO STUDI ERIC SAMS per la ricerca sul Lied tedesco
Direttore Erik Battaglia
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Home > on Cryptography > Cryptanalysis and Historical Research (II)
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Eric
Sams
Cryptanalysis and Historical Research
©
Archivaria 21, Winter 1985-86 (pp. 87-97)
In
1641 John Wilkins, a young chaplain later to be Bishop of Chester and
a founder of the Royal Society, published the first English textbook
on cryptography, Mercury, or the Secret and Swift Messenger,
showing how a Man may with Privacy and Speed communicate his Thoughts
to a Friend at any Distance. Most of his proposals were more
ingenious than usable; but his book was timely. Within months of its
publication the Civil War broke out and enciphered writing was used
on a more extensive scale than ever before. Wherever the keys to
these ciphers have been lost or mislaid, modern historical research
may be frustrated.
Some fitful progress has proved possible: for example, where a
contemporary decipherment yields a key which is also found to fit
other texts in the same cipher which have not survived en clair (as
with some of the letters of Queen Henrietta Maria published by M.
Green in 1857). Similarly, access to one text en clair may permit the
decipherment of a whole correspondence, a possibility to which
contemporaries themselves were alive. Thus when the Parliamentary
forces captured the drafts of some Royalist cipher letters, they were
soon able to publish the most discreditable passages from other such
correspondence. There is now, however, little likelihood that the
archives will yield similar windfalls for the modern researcher.
But
the spread of cryptography stimulated its countermeasure –
cryptanalysis, that is, the methodical application of techniques
which permit decipherment without the key. In modern times this has
become first mechanized and then computerized in ways well beyond the
technical or financial resources of the average historian. But far
simpler methods can yield effective and even impressive results. Thus
in the nineteenth century a few dedicated full-time cryptanalysts
made important contributions to the elucidation of state papers. But
historical cryptanalysts are today a rare if not extinct species; and
there is evidence that historians both in Europe and in America have
now dug down in the archives to an apparently impenetrable bedrock of
documents in cipher.
So
the answer to the problem of unsolved ciphers still left in the
archives is for research workers to acquire the relevant skills and
to do it themselves. Uninstructed personal endeavour in this field
must often have led to total frustration, or at best to
disproportionate delay. A recent example is the cipher diary kept by
Beatrix Potter between 1881 and 1897, left unstudied until 1952 and
not solved until 1958 (by Leslie Linder) - although a competent
cryptanalyst could have broken the system in about half an hour.
This article offers general advice on the compilation of the basic
equipment which the historian will need should he set out to
elucidate an enciphered document. It takes a whole library to
encompass the history and practice of cryptography. But it happens
that one particular cipher-system dominated European diplomatic and
military correspondence for several centuries. The reason for its
dominance is itself instructive. In The Advancement of
Learning Francis Bacon defined the main virtues of ciphers
“whereby they are to be preferred" thus: “that they be not laborious
to write and read” and “that they be impossible to decipher.” But
these aims were already antithetical; and it was precisely the
fruitful tensions between convenience on the one hand and security on
the other that gave rise to the use of number-cipher throughout
Europe from the sixteenth century onwards.
Ciphers operate by obscuring the most easily recognizable
characteristics of the written word. Decryptment (i.e., decipherment
without the key) relies on using those patterns of language which the
encipherer has not destroyed to provide the foundation for a
reconstruction of the plain text. Convenience of encipherment favours
the method of substitution, in which each letter of the message loses
its usual identity and is regularly replaced by another symbol.
Classically the method may be simple and formular, e.g., for A write
D, for B write E, and so on.
Suetonius said that such alphabetical displacements were used by
Julius Caesar, and whatever the truth of this story the results are
still known as “Caesars.” During the Middle Ages substitution more
often involved the use of specially invented symbols; and the more
cabbalistic these looked the better. But such systems were soon seen
to be insecure because all letters in all languages behave in
predictable and hence identifable ways. Thus the most frequent symbol
used would be that representing E, since this letter is commonest not
only in English (and especially in olde Englishe) but also in French,
German,
Italian, and Spanish.
To
render this substitution less vulnerable the encipherer has to go
further than merely disguising the identity of the plain text
letters. So extra obscurity may be added by: the allocation of more
than one equivalent to each letter; what Bacon calls “intermixtures
of nulls and non-significants;” additional symbols for two or
three-letter groups or common words or proper names; the avoidance of
division into separate words. While such devices are well designed to
camouflage linguistic patterns, and particularly the letter
frequencies, they require more symbols than the alphabet provides.
The
practical alternative first adopted (for example in the diplomatic
ciphers associated with the name of Sir Francis Walsingham) was to
supplement the alphabet with a plethora of invented signs. Their
often arcane appearance endeared them to nineteenth-century
romancers, and variations were used by Poe, who employed a selection
of printer's signs in The Gold Bug, and Conan Doyle, who
adopted arbitrary patterns in The Dancing Men. But in real
life the labour of inventing and writing unfamiliar symbols soon
rendered Walsingham's picturesque systems obsolete. The only set of
equivalents that can provide sufficient variety and yet is familiar
enough to be conveniently written is the series of integers; hence
the dominance of number-ciphers.
These systems may be made as simple and formular as "Caesars" for the
sake of convenience (e.g., E may be 30, 31, and 32), or else
randomized for the sake of security (e.g., E may be 3, 29, 45, 61,
and 89). In either case, by the late sixteenth century it is usual
(but by no means invariable) for a one or two-figure number to
represent single letters while three-figure numbers stand for
syllables, common words, or proper names. This three-figure usage,
properly called code rather than cipher, is often arranged in
alphabetical order and is to that extent vulnerable to analysis.
The
cipher component (i.e., replacement of letters by substitutes) is in
principle entirely vulnerable, given a sufficient length of message.
As a rule of thumb, the convenient minimum length may be calculated
as about twelve times the number of different symbols used; but texts
where the ratio is much smaller will be accessible to the skilled
analyst. Very few, if any, of these ciphers are, technically
speaking, indecipherable - although insufficient material may render
them so for practical purposes - and Poe's dictum applies to them as
it does not to some modern systems: "It may well be doubted, whether
human ingenuity can construct an enigma of the kind which human
ingenuity may not, by proper application, resolve."
A
wish to exercise such ingenuity is the prime qualification of the
amateur cryptanalyst. All researchers have the powerful incentive of
contributing to knowledge by being the first solver ever, with added
bonuses of possibly significant discovery and personal satisfaction.
Second (but only second) comes the right cast of mind. The latter was
defined more than thirty years ago by the psychologists who advised
on recruitment to the British cryptographic service, which played so
vital a part in the Second World War. The selection system was
designed to identify general linguistic and problem-solving ability
enhanced by special aptitudes for,
inter alia,
mathematics, chess, crosswords, and orchestral scorereading.
All
such skills can be acquired in some degree. Cryptography is
essentially a discipline, despite its important intuitive aspects.
Its basic principles have been lucidly set out in elementary and
advanced cipher manuals. The first essential is to know the cipher's
background and provenance. Here the research worker has a clear
advantage over the cryptanalyst because of his knowledge of the
sources, including the prime clue of the probable subject-matter of
the text in question. But he will need suppleness of mind to avoid
the frustration of the idée fixe. As he becomes more familiar with
material from one source, the researcher will be able to recognize
and employ to his own advantage the foibles of the encipherer - his
preference for certain systems, say, or his penchant for protecting
the beginning and end of his messages with many nulls, perhaps
leaving the main body of the text comparatively vulnerable.
The
next step is to identify the language used. This knowledge can offer
unexpected insights. Thus a number-cipher in the hand of Abraham
Cowley was used for two letters to Charles I, one from Baron Jermyn
and the other from Henrietta Maria. (The cipher was not one of those
elucidated in the standard edition of her correspondence.) The
frequency and pattern of the numerals used in the two texts differed
in such a way as to suggest that the same cipher-system, probably
designed for use in English, was being used to convey messages in two
different languages - English and French. One significant clue was an
apparent affinity between several cipher numerals that could only
have arisen from the need to encipher the letters Q and U. A French
cipher system could be expected to disguise this common (in French)
diagraph; but it is rare in English and the system available to
Cowley accordingly did not provide any special camouflage. The
tentative identification of these letters began the chain of
reasoning that led to the recovery en clair of the French text, the
much less accessible English text, and to the discovery of a key
which has been found to fit other unsolved cipher correspondence of
the period.
To
identify such patterns and combinations it is always essential to
count and analyse the whole cipher-text, as one of the preliminary
steps, in as much detail as possible. Index cards provide a
serviceable method.
Take as an example of analysis a phrase from a letter of the exiled
Charles II intercepted by agents of the Commonwealth and published in
the papers of Thurloe, Cromwell's chef de cabinet (State Papers,
Volume 111, page 76): "Upon the whole matter let me heare from you
114.20.28.41.66.25.63.30.32.68.31.44.167, in such a manner as may at
least fully instruct me of what I may looke for." Divide each index
card notionally into a grid suitable for entering the numbers used
(10 x 10 for the two-figure cipher, with space for three-figure
groups as necessary, is a suitable framework). On the card headed 1
14 write 20 in the appropriate cell; on the card headed 20 write 28;
and so on (using dots for repetitions) throughout the whole message.
With increasing experience the practitioner can readily devise more
complex and informative systems for intractable texts. The emerging
patterns of frequency and juxtaposition, though no doubt obscured by
the devices already described, are nevertheless likely to permit
certain inferences -
for example that two or more different numbers
throw up patterns sufficiently analogous to suggest that they
represent one and the same letter.
The
card index system will suggest letter relationships which may then
themselves be the subject of further close analysis, and the most
unpromising looking feature can in this way become the fulcrum for a
solution of resistant material. At a crisis in his career, during a
quarrel with Charles I, Prince Rupert wrote an often quoted letter,
the greater part of which is in cipher, to his trusted friend Will
Legge, the governor of the Royalist stronghold Oxford. Rupert seems
to have been at pains to keep most of his meaning secret and used his
cipher system skilfully to break up the texture of his message to an
exceptional degree. The systematic analysis of such letter
relationships as repetitions and reversals has, however, recently led
to the decryptment of the text.
There are many other examples of detailed analysis. As with Rupert's
cipher, their general rules will need to be modified or supplemented
(in ways far too detailed and varied to be dealt with here, even in
summary) by experience and practice with the cryptography of a given
country and period. In these circumstances the researcher is well
placed to supplement analytical methods by inference from extant
plain texts, for example, to try to find the "probable word" hidden
beneath the cipher.
Thus the cipher letter from Henrietta Maria to Charles I referred to
earlier was found to include her customary and touching salutation "mon
cher coeur," which usefully confirmed some tentative identities
between cipher and plain text. In all contexts the process of
inference, hypothesis, and test by cross-checking is crucial.
In
the example from Thurloe's papers cited above, the reasoning (much
simplified for the sake of brevity and cogency) might run thus: "Let
the language be English. The look of the frequency count strongly
suggests a formular cipher, with consecutive groups of numbers
representing letters in alphabetical order. Most frequent are the
early 30s; try them as E. Hence E E 68 E. So 68 is probably a
consonant. T seems plausible in itself and about the right distance
down the alphabet. Then 63 and 66 might well be R and S; which would
give S 25 R E E T E. So 25 looks like C; try D I S C R E E T E. That
yields D for 28, which assorts well with 25 as C. Then 20 looks like
A; and if 41 is I, then 44 suggests K (bearing in mind that in the
English seventeeth century I and J are, like U and V, identical).
Then the request must be for 'a discreete key,' making 167 = EY; so
the three-figure groups are probably also in alphabetical order and
114 will be BY (rather than IN or WITH)."
In
practice, this process was reinforced and counter-checked at every
stage by the substitution of proposed equivalents into the main body
of cipher text, with encouraging results. So the request was in fact
an indiscreet betrayal of the key actually used. That degree of
naivety in cipher and encipherer alike, together with the failure of
the interceptors to decipher the text, may suggest a certain lack of
awareness of security and its techniques both in Charles II's court
and Thurloe's cabinet; and the study of historical cryptography might
permissibly include analogous inference from the type and use of
cipher-systems.
Similar analysis, and "probable word" formulae such as dates and
subscriptions, can also provide vital points of entry into the unread
shorthand systems which lie in the archives alongside cipher. For
example, the shorthand used by William Clarke as secretary to
Cromwell and his generals in Scotland has been declared by
stenographic experts to be unreadable. But a cryptanalytic approach
proved more fruitful; a frequency count and other analyses enabled
some 300 equivalents to be identified, so that the whole system is
now in principle readable wherever it is legible. It turns out to be
similar to shorthand used by Pepys; Shelton's
Tachygraphia (six
editions were published between 1620 and 1641) was no doubt the
common source book.
The
disciplines of cryptanalysis can be taxing, and the tasks arduous,
but the expenditure of time and effort is hardly greater than that
required by the more cryptic of crosswords, and there is always the
possible bonus of genuine and fruitful discovery. Such results are
surely well within the competence of the average historical
researcher, who already possesses the background knowledge and has
only to acquire some relevant technique and dispel some irrelevant
mystique. The only other needs are photocopied holographs (never
transcriptions), plenty of cards and paper, sharpened pencils and
wits, technical information or experience, reasonable confidence,
plenty of patience, and a modicum of good fortune.
Of
course some archives are likely to remain dark and impenetrable.
William Friedman, one of the world's greatest cryptanalysts, spent
many a fruitless hour on the Voynich manuscript, attributed to Roger
Bacon, which is fluently written in a natural-looking yet wholly
unintelligible language. The British Library has a photocopy, and
also owns an original volume of equally obscure manuscript which
begins by saying in plain English that no one will ever unravel the
meaning of what follows. So be it; many tracks lead into such caves.
but none ever come out.
The true treasure-chests are much more likely
to be those which clearly once had real keys, later lost or mislaid.
Such cases can often be opened by the simplest tools of
cryptanalysis, such as counting and classification. Thus Archbishop
Laud in a letter of September 1636, also in the British Library, uses
substitution cipher in an artless way. He writes en clair "Pray God
some have not a hand in this that you little suspect, for I hear
there is," and he then concludes in cipher, "a successor designed."
The sample word 71 54 33 32 14 72 71 49 70 ("successor") illustrates
both his system and its basic simplicity.
State ciphers were more sophisticated, but essentially similar and
hence vulnerable to systematic scrutiny. The longwindedness of
Henrietta Maria and Charles I proved very helpful in breaking their
cipher letters. Hers to him of January 1646, now in the Public Record
Office, is eloquent of their confusion and despair on the personal as
well as the political plane. Her customary and touching salutation
remains "mon cher coeur;" but she threatens to retire to a convent if
her efforts on her husband's behalf are not received more
appreciatively. His letter of January 1643, now in the British
Library, turns out to be a fervent appeal to his envoy in Paris for
"ten thousand good armes such as wee shall chuse there to be brought
and provided for our use forthwith freely and without any hinderance
lett or trouble to be brought over hither to such a place in this our
kingdom as wee shall direct," and so forth. However, these
negotiations seem to have moved at an even more deliberate pace than
the royal prose.
In
later centuries private diarists continued to devise their own
personal cipher-systems, which provided effective cover then and
later. Thus the National Library of Scotland has a diary with
previously unread cipher-entries alluding to, for example, the Duke
of Newcastle's appointment to the Treasury in 1754 and the
disquieting rumour that "Mr Fox wanted to have some of the secret
service money and to see the plans of the elections." Both
applications were rejected. So were the amorous appeals of the London
worthy Henry Kirk, whose secret journal ca. 1818 has long remained untranscribed in the British Library, though its cipher is none too
demanding and the excerpts I have decrypted are by no means barren of
human or historical interest.
Both these journals, as it happens, use cipher-symbols akin to those
of contemporary shorthand, perhaps with the aim of baffling any
interceptor. Conversely, the early shorthands themselves were quite
like some contemporary cipher-systems. One main difficulty in gaining
access to the former lies not in the absence of keys but in the
presence of a huge and jangling bunch of them. In the last four
centuries, at least 350 different shorthands have been published in
England alone, and many others will have circulated in manuscript
form. Further, each such system could be altered or adapted at will
by each user. Even the printed manuals were often revised by their
authors in later editions, or plagiarized by others. So it is usually
impossible to begin by identifying the system and consulting the
source-book.
It
is however entirely feasible, given enough shorthand text, to decrypt
the system by means of analysis and induction, without ever seeing
the published manual or indeed knowing of its existence. The greatest
triumph of that approach, namely the elucidation of the Pepys
shorthand diaries by William Wyndham, Lord Grenville, in 1818, has
still not had its full due, even in the magisterial Latham edition.
Credit is often wrongly assigned, for instance, to Grenville's
brother Thomas, who was merely an intermediary, or to the otherwise
unknown John Smith, who was clearly the transcriber not the solver of
a shorthand writing which had long been obsolete and required
reconstruction from first principles.
That same procedure enabled me to decrypt the shorthand system used
by William Clarke as secretary to Cromwell's army. It too had been
left unread, and indeed shelved as unreadable. Yet some of its
entries are as lively as anything in Pepys, in a style equally formed
by the fluent and familiar brevity of shorthand writing.
Leith, 25 February 1651/2. This day one Wragge who was formerly a
sutler
in
the army having a wife in England and since his coming in Scotland
married another here which being discovered with was this day
sentenced by
a
court-martial to be tied down to the gallows and after that to have
twenty
stripes from the main guard to the sand port and so turned out of
town which
sentence was executed this day accordingly.
Here is a vivid glimpse of the disciplines of a Puritan army. The
Clarke journals have
now
been published complete on microfilm, and their extensive shorthand
passages await transcription.
There are many more such discoveries still to be made. Success
requires only the skills of the cryptic crossword solver; there is no
need for any stenographic or historical expertise. The background
story is straightforward enough. A book of so-called Characterie
by Timothy Bright appeared in 1588; and this retains an honoured
place as the precursor not only of shorthand, with the rudiments of
phonetic spelling and contractions, but also of basic English,
thesaurus classification, and artificial language. But it depends
first on the memorization of some 500 separate symbols for individual
words, and then on the use of a laborious and ambiguous method for
recording their synonyms or antonyms. It seems manifestly
impracticable, despite contemporary claims, as a method of taking
dictation.
This applies also to the Writing Schoolmaster of 1590 by Peter
Bales, which is essentially the Bright system simplified. Some
Shakespeare scholars have contended that the "stolne and
surreptitious copies" of which the First Folio complains were
procured by such means. But if plays were indeed pirated by
shorthand, a far more likely method is that of John Willis, whose
Art of Stenography in 1602 introduced that word into the language
as well as the art itself into the modern world. All later systems
are much indebted to its basic principles, which include an alphabet
of letter-symbols and the idea of showing internal vowels by position
only. Although still primitive and unwield<y, this shorthand was both
viable and durable, as evidenced by its use in a diary ca. 1625,
which is now being transcribed. Its successor, the Brachigraphy
of Edmund Willis, 1618, was apparently more widespread and
certainly more serviceable. It figures, in fluently cursive use, in a
Bodleian manuscript of the period and also as marginalia on a
privately owned copy of the Eikon Basilike: The Portraiture of His
Sacred Majesty in His Solitudes and Sufferings, 1648.
That thirty-year gap between source and sample is not uncommon. The
shorthand manuals were no doubt handed down within a family; not only
the convenience but the commercial advantages of the new idea were
readily recognized. Thomas Shelton's Short Writing, ca.1630
was popular enough to go through several editions over three decades;
it was used by both Pepys and Clarke, as well as by unknown hands in
literary and poetic manuscripts now in the Bodleian Library. One of
these includes several verses of Milton's Ode on the Morning of
Christ's Nativity, together with less familiar works.
Other mid-seventeenth-century shorthands to survive the test of
practical usage include the Brachigraphy of Henry Dix, in
British Library manuscript correspondence about the marriage of
Richard Cromwell, while Shelton's second invention, the
Zeiglographia, and the Stenography of Thomas Metcalfe,
occur as marginalia on printed books. The Charactery of
Jeremiah Rich figures in an interesting undated manuscript now in
private hands. It contains the royal monogram of Charles I, together
with details of a secret cipher which he is known to have used in
correspondence. But it consists mainly of agonized and self-abasing
prayers written in the Rich system. Their text is largely formular
and unrevealing; but occasional phrases such as "my people," "my
duty," and "my danger" suggest that the voice of the king himself may
perhaps be recorded here, just as it later was (by William Clarke
among others) on the scaffold.
As
the practice of shorthand grew and spread down the centuries and
across the world, its infinitely variable symbols registered the same
constant themes. Prayer and pious meditation are recurring keynotes.
When the preacher James Humphreys left his Massachusetts home in 1776
to fight for American independence, he took with him his knowledge of
James Weston's Stenography Completed, 1727. That method
enabled him to chronicle his devotions as well as his campaigns, in a
manuscript now preserved by the New York Historical Society. A
journal kept in the 1780s by the Reverend Alexander Ewing, once a
rector in Devonshire, has emigrated into the archives of Bermuda;
there too, personal prayers are couched in the intimacy of
stenography, this time that of John Byrom's Universal English
Shorthand, 1767.
Again, the Reverend James Hawkes in a Bodleian manuscript of the
early nineteenth-century notes his homilies and sermons in the
Shorthand Unmask'd of Henry Barmby, ca. 1780. In general, the early
systems served especially to express the writer's most intense and
inward thoughts, whether of religion, politics, or love. So shorthand
writing is predictably used for concealment as well as convenience.
Thus in 1851 the once renowned phrenologist George Combe examined the
bumps of Charles Bray, close friend and mentor of George Eliot, and
diagnosed "Vigorous Amativeness." Bray's supporting testimony is
discreetly recorded in a shorthand note, which begins, "At twelve
years of age he was seduced by his father's cook." The Combe journals
are now in the National Library of Scotland; their occasional
passages in the Universal Stenography of William Mavor, 1800,
may well reveal further vignettes of contemporary life.
The
best advertisement yet available in favour of the analytical methods
advocated here is in Professor Peter Waite's recent biography of Sir
John Thompson, Prime Minister of Canada 1892-94 entitled The Man
from Halifax. It combines many of these typical features. Its
chief topics are politics and love; its method indicates that J.
Dodge's Complete System of Stenography (1823) was still being
put to everyday use nearly seventy years later. No doubt both the
Dodge source-book and Thompson's skill had been acquired from his
father, a practised shorthand writer. A document written originally
in shorthand in December 1892, and now in the Manuscript Division of
the Public Archives of Canada begins with exemplary suavity: "I have
always felt that the most disagreeable part of the duties falling
upon one who should choose a new Cabinet was the horrible task of
parting with former colleagues for whom feelings of respect and
confidence had grown up the stronger by years of mutual confidence
..."and so on. In other words, you're sacked! (The same flowing hand
pens the tenderest of love-letters with a limpid readability clearly
much indebted to the shorthand system itself.)
This decryptment was much facilitated by the writer and the system
used. The look of the hand on the page was exceptionally appealing.
Graphology, though it can be impressively effective in its practical
applications, is very far from an exact science; and brachygraphology,
or whatever we may elect to call the process of drawing inferences
about the psychological characteristics of the shorthand writer, will
no doubt remain further still. Nevertheless one cannot help noticing
the vigour and fluency of the Thompson style. It is the hand, surely,
of an unusually intelligent and complex personality, a highly private
individual who is also a born communicator. Despite all the
differences of system and penmanship, its attributes are entirely
Pepysian in their combination of easy self-expressive flow and
detached business-like practicality. It looks like the effective
symbolisation of fluent and forthright yet thoughtful speech. It
wants to address, not to say harangue, the reader; it is clearly
designed far more for the despatch of public affairs than for private
concealment, though it happens to serve both purposes.
A salient feature is the appearance en clair of certain words, such as "Cabinet," and the abbreviated name Sir I (or J) McD. In many an earlier document such expressions would certainly have been enciphered or otherwise disguised, whatever else remained directly readable. The fact that potential points of entry have been thus left unguarded strongly suggested that the entire system was in principle penetrable. I had been sent a specimen page, which in the ordinary course would hardly have sufficed. It was dated 1892, by which time some 350 separate shorthand systems had been published in England alone. Even after eliminating the superseded and obsolete sources and also making due allowance for plagiarisms and repetitions, there would still be little practical possibility of direct identification save by an actual expert practitioner of the particular shorthand in question. In any event the only rational methodology is the commonplace cryptanalytical procedure of counting and classification. However, a preliminary inspection can often prove rewarding. It is always worthwhile to pay special attention to dates, for example, whether in shorthand or cipher writings; the name or abbreviation of a day or month can often provide a decisive clue. No such pointer appeared on the Thompson page. But certain revealing features were readily discernible. First, there was no trace of what might be called diacritic signs such as the dots or dashes (formerly known as jots or tittles respectively, hence that expression) generally used from the early seventeenth century onwards to differentiate various vowel sounds by position around a central stem.
The Thompson shorthand was clearly consonantal only, which
eliminated several possibilities straightaway. It also permitted
the inference that the words "I" or "a" would either be omitted
or written en clair. The very first symbol of the text in fact
corresponds exactly with the "I" (or "J," then often the same
letter) already noted in the abbreviated name. So prima
facie
the draft begins with the word "I" in the writer's ordinary hand.
Next comes a symbol with two components, presumably standing for
a verb such as "have," "was," "met," "came," or the like (but not
for example "want" or "cannot," which would entail three
components, or "am" which needs only one) and representing such
concepts as "hv," "ws," "mt," or "cm" respectively. Later on the
word "a" also duly appears en clair, separated from "Cabinet" by
actual symbol which presumably stands for an adjective beginning
with a consonant and containing only one other. We also find the
word "anew" en clair, which offers interesting confirmation that
this is indeed a consonantal shorthand unapt to distinguish
between "anew" and "new," both of which would be written as the
symbol for n joined to the symbol for w. However, the analyst
must resist the impulse to pursue such inferences and should
proceed instead systematically with the more mundane tasks of
computation.
Here experience helps by predicting what shapes the basic
alphabetical symbols are most likely to assume, and how their
combinations probably subdivide into separate letter-equivalents.
After the ubiquitous e, the commonest letters in written English
are t, next a and o, then n and i, then sand r, and so on in
descending sequence through h, l, d, c, down to z. Counts vary in
detail, but the general pattern persists. Each language has its
own different and identifiable structure, including valid rules
about the likeliest initial final letters of words; the detailed
data are readily available in published manuals. There are,
unsurprisingly, no corresponding works on shorthand analysis; and
for that purpose all normal linguistic rules require radical
reappraisal, in terms of phonetics as well as orthography. Almost
all historical systems are basically consonantal; vowels may thus
be conveniently disregarded for computational purposes. The
consonantal frequency will itself fluctuate with the system
adopted. For example the letter c is in principle also
dispensable, sinse it kan in praktise be replased by the symbol
standing for k or s. Again, the more sophisticated shorthands of
any period use one symbol only for the sound-diagrams sh, ch, th,
and wh. All these features and others, such as abbreviations and
conventional signs, affect the frequency-count. But there are
still some good general rules. Thus the symbol for the letter t,
also often used for it, at, and to will probably stand highest,
followed by the symbols for r, s, and n grouped at about the same
level; next come
l
and d, at some remove. Letters h and c,
however, tend to be comparatively rarely represented, for the
reasons already adumbrated.
The
following additional data may also be found useful. In the thirty
best-known and most widely used shorthand systems 1602-1750, the
symbols resembling h, p, q, r, v, y, and z are most likely to
represent those letters. In over half of those same systems
These changing styles are conveniently set out in columnar
tabulation, showing the alphabetical letter-equivalents of successive
shorthand systems from 1602 to 1882 in Isaac Pitman's History of
Shorthand (first published in 1847 and reprinted with additions
and corrections to 1884). This is an essential work of reference for
the analyst; so is Thomas Anderson's A History of Shorthand
(1882), though its similar listings arranged by alphabetical order of
author are less helpful in practice. It will be rare for any system
to resist patient siege by an investigator armed with all these data.
The source-book when identified will also of course offer valuable
additional information for the transcriber; but the original
decrypter hardly ever needs it. A shorthand has only to be legible to
be in principle readable, given enough manuscript material to work
on. Since the solution proceeds on the trial and error programme
familiar to us all from crossword puzzles, it offers the same degree
of certainty on the same basis of interlocking and cross-checking.
The 1823 Dodge shorthand as used by Sir John Thompson certainly has
some elements of built-in ambiguity or obscurity, despite its clarity
of structure and presentation. It is essentially a system of
symbolised speed-words. Thus the letter cited by Professor Waite on
p. 26 of The
Man from Halifax
begins, in transliteration, "ystrdy
mrng the frst thng ftr brkfst (I) wnt p t the
(Way Office) t s f the ml hd cm," with the underlined
letter-groups represented by a single arbitrary symbol and the
bracketed words written en clair (otherwise "wy ffs" would be
unclear). Such usage in effect ensures that what stands in the
shorthand is not only reasonably self-evident but in practice, on any
common sense evaluation, basically reliable. When (as in this same
letter) a young man addresses his fiancee as his "dr bby" we are
entitled to assume that he does not mean "dire booby" for example,
though the Dodge shorthand could not have rendered those words in any
different way. Professor Waite is accordingly justified in
interpreting the phrase "yr gly cwrd by" as "your ugly coward boy,"
and adducing further inferences and insights from the shorthand as
the sole source of these and other such revealing comments. It will
always be the historian or the biographer who will best be able thus
to elucidate the factual data and to whom therefore any decrypted
material really belongs. It is a special satisfaction for the
cryptanalyst when the personal pleasures of diversion and discovery
also arrive at results which can prove to be of some service to such
scholarship as Professor Waite's work on Sir John Thompson.
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